AEIS — what changed in the latest 10-Q

Text added vs the prior filing · source: 10-Q · 2026-05-04

• ●risks associated with availability and price of certain semiconductor and other components which may be in limited supply relative to global demand;

• ●risks related to global economic and political conditions, such as the impact of tariffs and export regulations, escalating global conflicts on macroeconomic conditions, including recent developments in the Middle East, economic uncertainty, market volatility, rising interest rates, inflation, lack…

• ●risks associated with scaling our manufacturing capacity and securing sufficient critical components to meet customer demand;

• ●quality issues, unanticipated costs in fulfilling our warranty obligations or adequacy of our warranty reserves, claims outside of warranty, or product liability claims;

• ●our ability to enforce, protect and maintain our proprietary technology and intellectual property rights and avoid claims alleging infringement of the intellectual property rights of others;

Text removed vs the prior filing · source: 10-Q · 2025-11-04

• ●risks related to global economic conditions, such as the impact of tariffs and export regulations, escalating global conflicts on macroeconomic conditions, economic uncertainty, market volatility, rising interest rates, inflation, lack of growth in our markets, or recession;

• ●quality issues or unanticipated costs in fulfilling our warranty obligations (including our discontinued solar inverter product line), and adequacy of our warranty reserves;

• ●risks inherent in our international operations, including the effect of export controls, the impact of tariffs on our supply chain or products we sell, political and geographical risks, and fluctuations in currency exchange rates;

• ●our ability to enforce, protect and maintain our proprietary technology and intellectual property rights;

• ●changes in federal, state, local and foreign regulations, including with respect to trade compliance, privacy and data protection, supply chain, and environmental regulation;

Text added vs the prior filing · source: 10-Q · 2026-05-04

• (1) The Rule 10b5-1 trading arrangement also provides for termination prior to the above-listed expiration date following the occurrence of certain events, such as public announcement of a tender offer, exchange offer, or certain merger and acquisition, reorganization, or recapitalization transactio…

Text removed vs the prior filing · source: 10-Q · 2025-11-04

• Until August 20, 2026 or such earlier date upon which all transactions are completed

• Until September 4, 2026 or such earlier date upon which all transactions are completed

• (1) The Rule 10b5-1 trading arrangements also provide for termination prior to the above-listed expiration date following the occurrence of certain events, such as public announcement of a tender offer, exchange offer, or certain merger and acquisition, reorganization, or recapitalization transactio…

• (2) The aggregate number of shares available for sale under Mr. Colpitts’ Rule 10b5-1 trading arrangement is not yet determinable because the shares available will be net of tax withholding obligations that arise in connection with the vesting and settlement of such RSU awards. As such, the shares i…

• (3) Includes 6,042 shares of common stock issuable upon the exercise of options.