SNEX — what changed in the latest 10-Q

Text added vs the prior filing · source: 10-Q · 2026-05-06

• On March 23, 2026, one of our subsidiaries, StoneX Financial Ltd, acquired all outstanding shares of WCS International Ltd, a London based wholesale banknotes trading and distribution business.

• We built on the strong first quarter start to our fiscal year, with record net operating revenues and net income in our fiscal second quarter, up 70% and 143%, respectively as compared to the prior year and up 14% and 25%, respectively as compared to the immediately preceding first fiscal quarter. T…

• We experienced strong transactional volume growth in listed and over-the-counter (“OTC”) derivatives, securities and payments, while we saw more modest growth in FX/contracts for difference (“CFD”) contracts. We believe this volume growth not only reflects continued client demand but also validates …

• •OTC derivatives RPC increased 17%, driven by heightened volatility noted above.

• •Securities rate per million (“RPM”) decreased 3%, primarily driven by product mix, resulting in an increased volumes in narrower spread products, such as U.S. equities and U.S. Treasuries.

Text removed vs the prior filing · source: 10-Q · 2026-02-04

• On October 7, 2025, we acquired certain assets of GEA Capital (“GEA”) to add to our Independent Wealth businesses by delivering boutique-style services to both private and corporate clients. The purchase price consists of $5.2 million of cash consideration paid at closing and deferred consideration …

• Closing of the Acquisition of Intercam Securities, Inc. and Intercam Advisors, Inc.

• On October 17, 2025, we acquired all the outstanding shares of Intercam Securities, Inc. and Intercam Advisors, Inc., both U.S.-based firms providing brokerage and investment advisory services to Latin America clients. Subsequent to the acquisitions, the companies have been renamed StoneX Internatio…

• On October 31, 2025, one of the Company’s subsidiaries, StoneX Financial Europe GmbH, acquired all outstanding shares of Plantureux et Associés, a Paris-based brokerage firm specializing in agricultural commodities across both the physical and derivatives markets.

• We achieved a strong start to our fiscal year, with record net operating revenues and net income, up 47% and 63%, respectively, as our breadth of product and geographical reach, enabled us to benefit from increased client demand and activity associated with rising prices and volatility in global met…

Text added vs the prior filing · source: 10-Q · 2026-05-06

• standards of credit quality and limits the amount of funds that can be invested within a particular fund, institution, clearing organization or counterparty. We estimate that as of March 31, 2026, an immediate 25 basis point decrease in short-term interest rates would result in approximately $10.8 m…

• We manage interest expense using a combination of variable and fixed rate debt. The debt instruments are carried at their unpaid principal balance which approximates fair value. As of March 31, 2026, $564.8 million of outstanding principal debt was variable-rate debt. We are subject to earnings and …

• Currency risk arises from the possibility that fluctuations in foreign exchange rates will impact the value of our earnings and assets. Entities that have assets and liabilities denominated in currencies other than the primary economic environment in which the entity operates are subject to remeasur…

Text removed vs the prior filing · source: 10-Q · 2026-02-04

• We manage interest expense using a combination of variable and fixed rate debt. The debt instruments are carried at their unpaid principal balance which approximates fair value. As of December 31, 2025, $488.8 million of outstanding principal debt was variable-rate debt. We are subject to earnings a…

• Currency risk arises from the possibility that fluctuations in foreign exchange rates will impact the value of our earnings and assets. Entities that have assets and liabilities denominated in currencies other than the primary economic environment in which the entity operates are subject to remeasur…

Text removed vs the prior filing · source: 10-Q · 2026-02-04

• During the quarter ended December 31, 2025, Management integrated the internal control structure of RJO, which was acquired on July 31, 2025, into its internal control environment. As a result, RJO has been included in management’s assessment of internal control over financial reporting for the firs…

• During the quarter ended December 31, 2025, Management redesigned the process to automate the calculation of offsetting amounts of collateralized transactions with the same counterparty, to ensure proper presentation of “securities purchased under agreements to resell” and “securities sold under agr…

Text added vs the prior filing · source: 10-Q · 2026-05-06

• Sales of shares, and exercise of stock options and sale of underlying shares

Text removed vs the prior filing · source: 10-Q · 2026-02-04

• Philip Smith - Chief Executive OfficerRule 10b5-1 trading arrangement12/9/2025

• Annabelle G. Bexiga - DirectorRule 10b5-1 trading arrangement12/15/2025