FDCTD 最新10-Q变化

相对上期新增的文字 · 来源:10-Q · 2026-05-15

• FDCTech, Inc. (“FDCTech,” “Company,” “we,” “us,” or “our”) is a financial technology company specializing in developing and delivering innovative software solutions and business services to the over-the-counter (OTC) brokerage and financial services industries. The Company provides a range of propri…

• Founded in January 2016 as a back-office technology solution provider, FDCTech has transformed into a diversified global fintech platform through strategic acquisitions. Our growth trajectory includes the acquisitions of AD Advisory Services Pty Ltd. (2021), Alchemy Markets Ltd. (2022-2023), Alchemy…

• FDCTech, Inc. is the parent holding company with the following wholly-owned and majority-owned subsidiaries:

• AD Advisory Services Ltd. (ADS) 51.00% Australia Wealth Management Australia Third-party software

• Alchemy Markets Ltd. (AML) 100.00% Malta FX, CFDs, Stocks, Bonds Europe (excl the United Kingdom)

相对上期删除的文字 · 来源:10-Q · 2025-11-13

• The Company is building a diversified global financial services company driven by proprietary Condor trading technologies, complementary regulatory licenses, and a proven executive team. The Company plans to acquire, integrate, transform, and scale legacy financial service companies. The Company bel…

• From December 2021 onwards, the Company has been growing through its acquisition strategy, specializing in the purchase and integration of small to mid-sized legacy financial services companies. The Company intends to build a diversified global software-driven financial services company. The Company…

• The Company is a financial technology company specializing in developing and delivering innovative software solutions and business services to the over-the-counter (OTC) brokerage and financial services industries. The company provides a range of proprietary and third-party technology solutions, inc…

• FDCTech follows a strategic growth model centered on acquiring, integrating, and scaling legacy financial services firms. Through its recent acquisitions, the company has expanded its global footprint in wealth management, brokerage, and financial advisory services.

• ● AD Advisory Services Pty Ltd. (ADS) – An Australian-regulated wealth management firm managing over $530 million in client assets with a network of 28 financial advisors.

相对上期新增的文字 · 来源:10-Q · 2026-05-15

• The Company and its subsidiaries are, from time to time, involved in legal proceedings arising in the ordinary course of business. The Company is currently a party to (or defending) the legal proceedings described in Note 8 (Commitments and Contingencies — Pending Litigation) to the unaudited conden…

• Pursuant to Item 103 of Regulation S-K, the Company is required to disclose in this Item only those material pending legal proceedings, other than ordinary routine litigation incidental to the business, to which the Company or any of its subsidiaries is a party or of which any of their property is t…

• As of March 31, 2026, the Company has not recorded a loss accrual with respect to any of the matters described in Note 8, as Management has determined that any loss is not both probable and reasonably estimable as of that date. Management is unaware of any other material actions, suits, investigatio…

相对上期删除的文字 · 来源:10-Q · 2025-11-13

• From time to time, the Company is involved in legal proceedings in the ordinary course of business. The Company believes that the ultimate resolution of these matters will not have a material adverse effect on its financial condition, results of operations, or cash flows. The following proceedings a…

• This action is pending in the London Circuit Commercial Court under Claim Number LM-2024-000330 as of December 9, 2024. The claimants are former shareholders of a Malta-incorporated broker, Alchemy Markets Ltd. (“AML”), that the Company acquired in June 2023, pursuant to a share sale agreement (the …

• Alchemy Markets Ltd. (formerly NSFX Limited), a subsidiary of the Company, is involved in two related proceedings in Malta challenging an administrative penalty of €419,997 imposed by the Financial Intelligence Analysis Unit (FIAU) based on a 2019 compliance examination that occurred prior to the Co…

• The Company believes it has meritorious defenses and counterclaims in the above matters and intends to defend them vigorously. However, litigation is inherently uncertain, and the Company cannot predict the outcome of these proceedings with certainty.