LPLA 最新10-Q变化
将 LPLA 最新的定期申报(10-K/10-Q)与上一份同类型申报逐章节对比:每个章节新增/删除的段落数与原文摘录。全部为确定性文本对比——无相似度评分、无方向判断、非投资建议。
对比:10-Q · 2026-10-29 与上一份 10-Q · 2026-08-03
| 章节 | 结果 | 新增 | 删除 | 微调 | 未变 |
|---|---|---|---|---|---|
| 管理层讨论与分析 | 文字有新增/删除 | +40 | −29 | ~27 | 71 |
| 市场风险(第3项) | 文字有新增/删除 | 0 | 0 | ~3 | 13 |
| 控制与程序 | 文字有新增/删除 | +1 | −1 | 0 | 1 |
| 法律诉讼 | 无段落级文字变化 | 0 | 0 | 0 | 1 |
| 风险因素 | 公司称无重大变化(指向 10-K) | — | — | — | — |
| 其他信息 | 文字有新增/删除 | +2 | 0 | ~1 | 0 |
计数单位为段落;"新增/删除"指相对上一份文件新增/删除的文字,不含方向或好坏判断。
代表性摘录
每个章节最多 5 条、每条约 300 字符的原文摘录,直接来自两份 SEC 文件。
管理层讨论与分析
相对上期新增的文字 · 来源:10-Q · 2026-10-29
Results for the third quarter of 2026 included net income of $356.6 million, or $4.52 per diluted share, which compares to a net loss of $29.5 million, or a $0.37 loss per diluted share, for the third quarter of 2025.
Total advisory and brokerage assets served were $2.6 trillion at September 30, 2026, compared to $2.3 trillion at September 30, 2025. Total net new assets were $29.1 billion for the three months ended September 30, 2026, compared to $307.7 billion for the same period in 2025.
Net new advisory assets were $33.1 billion for the three months ended September 30, 2026, compared to $229.0 billion for the same period in 2025. Advisory assets were $1.6 trillion, or 61% of total advisory and brokerage assets served, at September 30, 2026, up 16% from $1.3 trillion at September 30…
Net new brokerage assets were an outflow of $4.0 billion for the three months ended September 30, 2026, compared to an inflow of $78.7 billion for the same period in 2025. Brokerage assets were $1.0 trillion at September 30, 2026, up 4% from $967.7 billion at September 30, 2025.
Gross profit, a non-GAAP financial measure, was $1.7 billion for the three months ended September 30, 2026, an increase of 12% from $1.5 billion for the three months ended September 30, 2025. See the “Key Performance Metrics” section for additional information on gross profit.
相对上期删除的文字 · 来源:10-Q · 2026-08-03
Resumed share repurchases and approved additional share repurchase program
During the second quarter we resumed our share repurchase program, with $309.5 million repurchased during the second quarter and approximately $300 million of repurchases planned for the third quarter. From July 1, 2026 through July 30, 2026, the Company has repurchased 420,464 outstanding shares fo…
Results for the second quarter of 2026 included net income of $379.3 million, or $4.74 per diluted share, which compares to net income of $273.2 million, or $3.40 per diluted share, for the second quarter of 2025.
Total advisory and brokerage assets served were $2.6 trillion at June 30, 2026, compared to $1.9 trillion at June 30, 2025. Total net new assets were $23.6 billion for the three months ended June 30, 2026, compared to $20.5 billion for the same period in 2025.
Net new advisory assets were $30.7 billion for the three months ended June 30, 2026, compared to $23.1 billion for the same period in 2025. Advisory assets were $1.5 trillion, or 60% of total advisory and brokerage assets served, at June 30, 2026, up 46% from $1.1 trillion at June 30, 2025.
控制与程序
相对上期新增的文字 · 来源:10-Q · 2026-10-29
On August 1, 2025, we acquired CFN. During the three months ended September 30, 2026, we continued the ongoing integration of CFN, including the incorporation of CFN’s internal controls over financial reporting into our overall internal control framework. This integration represents a material chang…
相对上期删除的文字 · 来源:10-Q · 2026-08-03
There were no changes in our internal control over financial reporting that occurred during the second quarter ended June 30, 2026 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.
其他信息
相对上期新增的文字 · 来源:10-Q · 2026-10-29
Maximum Number of Securities to be Purchased or Sold Pursuant to the Rule 10b5-1 Trading ArrangementsPurchase or Sale
(1) Represents the outside termination date pursuant to terms of each applicable plan. The agreement governing the applicable plan may terminate earlier pursuant to its terms in certain circumstances outside of the control of the applicable officer, including if all trades under the plan are complet…
如何读 10-Q 的风险因素(第 1A 项)
10-Q 的风险因素章节有三种常见形态,本页按其一分类展示:
- 指向(pointer) — 公司仅声明"无重大变化"并指向年度 10-K 的完整风险因素;本季没有自己的风险文本可对比。
- 部分更新(partial) — 公司写明"除下述外无重大变化",只更新部分风险;摘录展示的正是本季新增的内容。
- 全文重述(restated) — 本季重新给出完整风险因素。若上一季只是"指向",则无法逐段对比,本页会将其标为"本季全文重述"。
这只是对文件结构的客观描述,不构成对风险高低的判断。
数据来自 SEC EDGAR 两份申报文件的文本级对比 · 确定性计算(无 AI 生成内容)· 仅供参考 · 非投资建议