LPLA 最新10-Q变化

相对上期新增的文字 · 来源:10-Q · 2026-05-04

• Results for the first quarter of 2026 included net income of $356.4 million, or $4.43 per diluted share, which compares to net income of $318.6 million, or $4.24 per diluted share, for the first quarter of 2025.

• Total advisory and brokerage assets served were $2.3 trillion at March 31, 2026, compared to $1.8 trillion at March 31, 2025. Total net new assets were $21.4 billion for the three months ended March 31, 2026, compared to $78.8 billion for the same period in 2025.

• Net new advisory assets were $25.8 billion for the three months ended March 31, 2026, compared to $37.6 billion for the same period in 2025. Advisory assets were $1.4 trillion, or 59% of total advisory and brokerage assets served, at March 31, 2026, up 42% from $977.4 billion at March 31, 2025.

• Net new brokerage assets were an outflow of $4.4 billion for the three months ended March 31, 2026, compared to an inflow of $41.2 billion for the same period in 2025. Brokerage assets were $945.9 billion at March 31, 2026, up 16% from $817.5 billion at March 31, 2025.

• Gross profit, a non-GAAP financial measure, was $1.6 billion for the three months ended March 31, 2026, an increase of 25% from $1.3 billion for the three months ended March 31, 2025. See the “Key Performance Metrics” section for additional information on gross profit.

相对上期删除的文字 · 来源:10-Q · 2025-11-03

• Closed on the acquisition of Commonwealth Financial Network (“Commonwealth”)

• On August 1, 2025, the Company closed on the acquisition of Commonwealth, a privately-held independent wealth management firm headquartered in Massachusetts, for a cash payment of approximately $2.7 billion. As part of the transaction, Commonwealth will transition its advisory and brokerage assets t…

• Results for the third quarter of 2025 included a net loss of $29.5 million, or a $0.37 loss per diluted share, which compares to net income of $255.3 million, or $3.39 per diluted share, for the third quarter of 2024. The net loss for the third quarter of 2025 was driven by $419.0 million of acquisi…

• Total advisory and brokerage assets served were $2.3 trillion at September 30, 2025, compared to $1.6 trillion at September 30, 2024. Total net new assets were $307.7 billion for the three months ended September 30, 2025, compared to $27.5 billion for the same period in 2024.

• Net new advisory assets were $229.0 billion for the three months ended September 30, 2025, compared to $23.7 billion for the same period in 2024. Advisory assets were $1.3 trillion, or 58% of total advisory and brokerage assets served, at September 30, 2025, up 51% from $892.0 billion at September 3…

相对上期新增的文字 · 来源:10-Q · 2026-05-04

• We are subject to concentration risk if we extend large loans to or have large commitments with a single counterparty, borrower or group of similar counterparties or borrowers, or if we accept a concentrated position as collateral for a margin loan. Receivables from and payables to clients and stock…

相对上期删除的文字 · 来源:10-Q · 2025-11-03

• We are subject to concentration risk if we extend large loans to or have large commitments with a single counterparty, borrower or group of similar counterparties or borrowers, or if we accept a concentrated position as

• collateral for a margin loan. Receivables from and payables to clients and stock borrowing and lending activities are conducted with a large number of clients and counterparties and potential concentration is monitored. We seek to limit this risk through review of the underlying business and the use…

相对上期删除的文字 · 来源:10-Q · 2025-11-03

• Maximum Number of Securities to be Purchased or Sold Pursuant to the Rule 10b5-1 Trading ArrangementsPurchase or Sale

• (1) Represents the outside termination date pursuant to terms of each applicable plan. The agreement governing the applicable plan may terminate earlier pursuant to its terms in certain circumstances outside of the control of the applicable officer, including if all trades under the plan are complet…