RC 最新10-Q变化

相对上期新增的文字 · 来源:10-Q · 2026-05-08

• •our potential entry into certain hedging arrangements related to the delivery of shares of common stock upon

• vesting of certain performance-based equity awards and restricted stock awards and the risk that such

• arrangements may not have the desired impact and may expose us to additional risks, including the failure of

• Section 7(a) loan program (the “SBA Section 7(a) Program”), mortgage backed securities (“MBS”), residential

• mortgage loans and other real estate-related investments that satisfy our investment objectives and strategies;

相对上期删除的文字 · 来源:10-Q · 2025-11-07

• and Madison One Lender Services (together, “Madison One”), and Funding Circle USA, Inc. (“Funding

• Section 7(a) loan program (the “SBA Section 7(a) Program”), government-guaranteed loans focused on the

• United States Department of Agriculture (“USDA”), mortgage backed securities (“MBS”), residential mortgage

• loans and other real estate-related investments that satisfy our investment objectives and strategies;

相对上期新增的文字 · 来源:10-Q · 2026-05-08

• dismiss on April 1, 2026, and dismissed the lawsuit in its entirety. Although the Company was not a defendant in the

• November 10, 2025. Briefing on the defendants’ motion to dismiss was completed on February 9, 2026.

• 25-2-14567-1 SEA (Wash. Super Ct. King Cnty.). On June 20, 2025, the court consolidated the Broadmark State Court

• Actions under the caption In re Ready Capital Corporation Securities Litigation, No. 25-2-14038-5 SEA (Wash. Super.

• Ct. King Cnty.) (as consolidated, the “Broadmark State Court Litigation”). The Broadmark State Court Litigation alleges

相对上期删除的文字 · 来源:10-Q · 2025-11-07

• amended complaint was completed on July 22, 2025. Although the Company is not a defendant in the Broadmark

• motion to dismiss is expected to be completed by March 2026.

• Ready Capital Corp., et al., No. 25-2-14038-5 SEA (Wash. Super. Ct. King Cnty.) and Whittlesey v. Ready Capital

• Corp., et al., No. 25-2-14567-1 SEA (Wash. Super Ct. King Cnty.). The Broadmark Securities Act Class Actions allege

• that the defendants violated Sections 11, 12(a)(2), and 15 of the Securities Act by making false and misleading

相对上期新增的文字 · 来源:10-Q · 2026-05-08

• On May 6, 2026, Adam Zausmer and the Company entered into a Separation and Consulting Agreement (the “Zausmer

• Agreement”) in connection with the previously announced mutual separation of Mr. Zausmer and the Company on

• February 26, 2026 (the “Separation Date”). Under the Zausmer Agreement and in connection with Mr. Zausmer’s past

• service to the Company, Mr. Zausmer is entitled to receive a one-time cash payment of $1,250,000, full reimbursement

• of COBRA premiums for himself and his eligible dependents for up to 18 months, starting from the Separation Date,