STT.PG 最新10-Q变化

相对上期新增的文字 · 来源:10-Q · 2026-07-30

• •Competition for qualified members of our workforce is intense, and we may not be able

• to attract and retain the highly skilled people we need to support our business.

• •The quantitative models we use to manage our business may contain errors that could adversely impact our business, financial condition, operating results and regulatory

• compliance, and lapses in disclosure controls and procedures or internal control over financial reporting could occur, any of which could result in material harm;

• on the "Filings & reports" and "Fixed income" tabs of our website at investors.statestreet.com.

相对上期删除的文字 · 来源:10-Q · 2026-04-29

• •Competition for qualified members of our workforce is intense, and we may not be able to attract and retain the highly skilled people we need to support our business.

• •We could be adversely affected by political, geopolitical, economic and market conditions,

• •The quantitative models we use to manage our business may contain errors that could adversely impact our business, financial condition, operating results and regulatory compliance, and lapses in disclosure controls and procedures or internal control over financial reporting could occur, any of whic…

• •Notable items reduced income before income tax expense by $130 million in the first quarter of 2026, including a repositioning charge of $89 million and a client rescoping of $41 million. There were no notable items in the first quarter of 2025.

• assets remaining to be installed in future periods totaled approximately $2.75 trillion of AUC/A as of March 31, 2026.

相对上期新增的文字 · 来源:10-Q · 2026-07-30

• During the second quarter of 2026, none of our executive officers or directors adopted or terminated a Rule 10b5-1 trading plan or adopted or terminated a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).

相对上期删除的文字 · 来源:10-Q · 2026-04-29

• The following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by executive officers during the first quarter of 2026, which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as a Rule 10b5-1 trading p…

• Sale of up to 11,023 shares of common stock in transactions during 2026

• Sale of up to 80,036 shares of common stock in transactions during 2026 and 2027

• (1) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed.

• During the first quarter of 2026, none of our other executive officers or directors adopted Rule 10b5-1 trading plans and none of our directors or executive officers terminated a Rule 10b5-1 trading plan or adopted or terminated a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Reg…