MGLD 最新10-K变化

相对上期新增的文字 · 来源:10-K · 2026-09-18

• Marygold & Co., a Delaware corporation, whose principal business office is located in Walnut Creek, California;

• ■ Marygold & Co. Advisory Services, LLC, a wholly owned subsidiary of Marygold & Co., a Delaware limited liability company was dissolved effective February 17, 2026.

• ● Food Products – Gourmet Foods, Ltd., a registered New Zealand company located in Tauranga, New Zealand and its wholly owned subsidiary, Printstock Products Limited, a registered New Zealand company, with its principal manufacturing facility in Napier, New Zealand. As of March 31, 2026, the Company…

• ● Security Systems – Brigadier Security Systems (2000) Ltd., a Canadian registered corporation, with locations in Regina and Saskatoon, Saskatchewan, Canada. This business was sold to a related party in July 2025 (see Note 7. Sale of Brigadier).

• Discontinued Operations Classification for Food Products Segment

相对上期删除的文字 · 来源:10-K · 2025-09-19

• ● Food Products – Gourmet Foods, Ltd., a registered New Zealand company located in Tauranga, New Zealand and its wholly owned subsidiary, Printstock Products Limited, a registered New Zealand company, with is principal manufacturing facility in Napier, New Zealand.

• ● Security Systems – Brigadier Security Systems (2000) Ltd., a Canadian registered corporation, with locations in Regina and Saskatoon, Saskatchewan, Canada. This business was sold in July 2025 as further described below in the Certain Recent Developments – Sale of Brigadier, and in Note 16. Subsequ…

• ○ Marygold & Co., a Delaware corporation, and its wholly owned subsidiary, Marygold & Co. Advisory Services, LLC, a Delaware limited liability company, whose principal business offices are located in Walnut Creek, California;

• On January 28, 2025, we closed on the sale of an aggregate of 2,050,000 shares of our common stock at a price to the public of $1.10 per share (before deduction of underwriting discounts and commissions) in a firm commitment underwritten public offering (“Offering”) pursuant to an underwriting agree…

• The net proceeds of the Offering to us, after deducting underwriting discounts and commissions and estimated offering expenses, were approximately $1.8 million. We intend to use the net proceeds from the Offering to retire or reduce debt, make additional investments in our financial services operati…

相对上期新增的文字 · 来源:10-K · 2026-09-18

• Errors or failures in the execution, processing or oversight of investment transactions in our ETP business could adversely affect our overall business, financial condition and results of operations on a consolidated basis.

• Our ETP business depends on our personnel, systems, processes and controls to execute, process, monitor and report investment transactions accurately and on a timely basis. From time to time, errors may occur, and have occurred, in connection with these activities. Such errors may include failures t…

• Trading and other operational errors may result from human error, inadequate or ineffective processes or controls, failures in supervision or communication, technology or systems failures, inaccurate or incomplete information, or failures by third-party service providers. In certain circumstances, a…

• We, through our ETP business, may be required to reimburse a fund, client or other party for losses resulting from a trading or operational error, and the amount of any such loss may be affected by market movements occurring before an error is identified and corrected. Such errors also could adverse…

• We maintain, and continue to develop and enhance, policies, procedures and controls designed to prevent, identify, escalate and remediate trading and operational errors; however, these measures may not prevent or timely detect all errors. Any significant error, a series of errors, or a material fail…

相对上期删除的文字 · 来源:10-K · 2025-09-19

• Additional risks and uncertainties that are presently unknown or are currently deemed immaterial may also impair our business operations. These risk factors should be read in connection with the other information included in this Annual Report on Form 10-K, including Management’s Discussion and Anal…

• ● results and timing of our product development, including related to our Fintech app;

• ● sales of our shares by us, our insiders, or other stockholders, including sales of our shares from time to time pursuant to our Equity Distribution Agreement with Maxim;

• On March 7, 2025, we entered into an Equity Distribution Agreement with Maxim pursuant to which we may offer and sell shares of our common stock to or through Maxim, as sales agent or principal, and will be sold in “at the market offerings.” Although we have not sold any shares pursuant to such agre…

• In addition to the net proceeds we received from our recent equity and debt financings, we may need to raise additional equity or debt financing to continue the development and marketing of our Fintech app, to fund ongoing operations, invest in acquisitions, and for working capital purposes. Our ina…

相对上期新增的文字 · 来源:10-K · 2026-09-18

• Marygold & Co., a Delaware corporation whose principal business office is located in Walnut Creek, California;

• ■ Marygold & Co. Advisory Services, LLC, a wholly owned subsidiary of Marygold & Co., a Delaware limited liability company, was dissolved effective on February 17, 2026.

• ● Food Products – Gourmet Foods, Ltd., a registered New Zealand company located in Tauranga, New Zealand and its wholly owned subsidiary, Printstock Products Limited, a registered New Zealand company, with its principal manufacturing facility in Napier, New Zealand. As of March 31, 2026, the Company…

• ● Security Systems – Brigadier Security Systems (2000) Ltd., a Canadian registered corporation, with locations in Regina and Saskatoon, Saskatchewan, Canada. This business was sold to a related party in July 2025 (see Note 7. Sale of Brigadier to the audited consolidated financial statements).

• We have chosen accounting policies that we believe are appropriate to report accurately and fairly our operating results and financial position, and we apply those accounting policies in a consistent manner. Our significant policies are summarized in Note 2. to the Consolidated Financial Statements.

相对上期删除的文字 · 来源:10-K · 2025-09-19

• ● Food Products – Gourmet Foods, Ltd., a registered New Zealand company located in Tauranga, New Zealand and its wholly owned subsidiary, Printstock Products Limited, a registered New Zealand company, with is principal manufacturing facility in Napier, New Zealand.

• ● Security Systems – Brigadier Security Systems (2000) Ltd., a Canadian registered corporation, with locations in Regina and Saskatoon, Saskatchewan, Canada. This business was sold in July 2025 as further described below in the Certain Recent Developments – Sale of Brigadier, and in Note 16. Subsequ…

• ○ Marygold & Co., a Delaware corporation and its wholly owned subsidiary, Marygold & Co. Advisory Services, LLC, a Delaware limited liability company, whose principal business offices are located in Walnut Creek, California;

• We have chosen accounting policies that we believe are appropriate to report accurately and fairly our operating results and financial position, and we apply those accounting policies in a consistent manner. Our significant policies are summarized in Note 2 to the Consolidated Financial Statements.

• Revenue decreased by $2.7 million or 8% for fiscal 2025 driven by reduced revenue of $1.8 million at our fund management segment, $0.6 million at our food products segment and $0.3 million at our beauty products segment. Average Assets Under Management (“AUM”) in our fund management business for fis…